Form D Notice

Our firm can assist with federal requirements for companies that are issuing securities under Regulation D exemptions. We can ensure that the Form D is correctly completed and filed with the Securities and Exchange Commission (SEC) and respective Nevada or Arizona state regulators, providing essential information about the offering, such as the amount of securities being offered, the type of securities, and details about the issuer and its management. Additionally, our lawyers can help clarify specific requirements for exemptions, provide sound legal advice for implications of non-compliance, and assist in drafting necessary amendments or updates to the filing. Contact us today so we can streamline the filing process, minimize the risk of legal issues, and ensure that your business is in compliance with the SEC regulations.

Private Placement Memorandums

Call us today for assistance with navigating the intricacies of private placement memorandums (PPMs), which are fundamental for raising capital from investors and complying with securities regulations. We can ensure that your PPM correctly discloses all of the required information about your investment opportunity, including risks, the company business model, and financial projections. Additionally, we will provide guidance as it relates to compliance with relevant laws, mitigating the risk of legal challenges through transparency and cooperation with securities regulations, and draft the PPM to protect the interests of the business. We’ll make sure your business has the right structure for successful private placements and is safeguarded against legal pitfalls.

Investor Agreements

Our experienced lawyers can draft, review, and negotiate agreements to help outline the rights and obligations of both the company and its investors, concentrating on key aspects such as voting rights, ownership stakes, and exit strategies. Additionally, our attorneys can provide guidance on the legal requirements for disclosures, guaranteeing that all information provided to investors is accurate and complete to avoid potential legal complications. We’ll help foster strong business relationships for both business and investors, avoiding future disputes, and ensuring a compliant and successful fundraising effort.